We are pleased to announce that Harry and Joe Entwistle have successfully achieved their Investment Advice Diploma (IAD) from the Chartered Institute for Securities & Investment (CISI).
The Level 4 diploma includes modules on UK Regulation & Professional Integrity, Investment, Risk & Taxation, and Securities.
Joe joined James Sharp in August 2019 as a Trainee Investment Advisor following his undergraduate studies.
He is a member of the front office dealing team and sits on the investment committee, providing support to the Investment Advisors in ensuring discretionary client portfolios are aligned to the appropriate risk profiles, asset allocations and investment objectives.
Harry joined James Sharp in 2018 as part of his placement year at Northumbria University, where he graduated with a first-class degree in Finance and Investment Management.
He returned to the firm after graduation to provide support to the dealing team and assist with new project implementation.
Harry also began training to become an investment adviser and is now a member of the dealing team. He is continuing to work towards chartered status.
Steve Ross, Partner and Investment Advisor, said: “We’re extremely proud of Harry and Joe. They worked hard to achieve their Level 4 Investment Advice Diploma.
“They are now undergoing our internal training and competence regime, and are well on their way to becoming advisors.”